April 24, 2020
Episode 3: Rebecca, VP, Fixed Income Compliance
No, but really, what do you do in compliance? Rebecca shares how many different ways compliance officers act as partners in their business: to the sales and trading teams she interacts with daily on the trading floor; to the industry regulators writing new rules that her group later helps to implement; to the technology teams that build the systems and infrastructure to ensure the business can comply with regulations. Plus, she highlights the importance of PowerPoint skills!
- About your job – 1:01
- About your skills – 11:28
- About your team and industry engagement – 17:10
- About your challenges and successes – 22:17
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