Compliance Episodes

No, but really, what do you do in compliance? Rebecca shares how many different ways compliance officers act as partners in their business: to the sales and trading teams she interacts with daily on the trading floor; to the industry regulators writing new rules that her group later helps to implement; to the technology teams that build the systems and infrastructure to ensure the business can comply with regulations. Plus, she highlights the importance of PowerPoint skills! - About your job – ...